Midas Partners
Refinancing

What is a cross-default clause and why does it matter when I have several loans?

In a business with several lenders, the smallest one can decide what happens to the largest. Cross-default is the clause that lets it.
Midas Partners · Updated
Quick answer

A cross-default clause makes a default under one debt agreement a default under another. If your bank loan has one, missing a payment on an equipment note or a seller note can put the bank loan in default too, even though the bank has been paid on time. Cross-collateralization does the same with collateral: assets pledged for one loan secure every loan with that lender. Together they mean debt problems travel. Restructuring one obligation on its own usually fails, because every other lender still holds its trigger. Map every obligation before negotiating with any of them.

Cross-default
A default on other debt is a default on this loan
Cross-acceleration
A narrower version: triggered only when another lender actually calls its loan
Cross-collateralization
Collateral for one loan secures every loan with the same lender
Who it catches
Often the borrower, its affiliates and the guarantors
Where to start
A debt schedule with every obligation, lien and default clause on one page

What the clause says, and how the wording changes it

A cross-default clause sits in the list of events of default in a loan agreement. In plain terms it says: if you default under any other agreement for borrowed money, you are in default under this one too. This lender does not have to have been paid late itself. It only has to learn that someone else was. The clause exists because a lender's risk does not stop at its own loan; if another creditor can call its debt, freeze an account or seize equipment, the business this lender is relying on may not survive long enough to repay it.

The wording varies more than owners expect, and the variations decide how dangerous the clause is.

How the same clause can be drafted narrowly or broadly.
TermNarrower (better for the borrower)Broader (common on lenders' standard forms)
What debt countsBorrowed money above a stated dollar thresholdAny obligation: leases, hedges, trade debt, taxes, any agreement with the lender or its affiliates
What triggers itThe other lender actually accelerates (cross-acceleration)Any default exists under the other agreement, declared or not, even if later waived
ThresholdA floor sized to the business, so a disputed small bill does not countNone
Whose defaultThe borrower onlyThe borrower, affiliates and every guarantor, including a guarantor's personal debts
GraceOnly after the other agreement's own cure period has runImmediate

Bank and equipment documents written on a lender's standard form tend to sit at the broad end: no threshold, guarantors included, any default counts. Negotiated credit agreements for lower-middle-market companies, especially where lenders competed for the loan, more often carry a threshold and cross-acceleration language, because the borrower asked for them while it still had choices. Knowing which version you signed is the first step; see the definition in the glossary.

Cross-collateralization: the same idea, applied to assets

Cross-default links obligations across lenders. Cross-collateralization links them within one lender. Most bank security agreements say the collateral secures all obligations of the borrower to the bank, now or later, however they arise. The equipment pledged for the equipment loan also secures the line; the building under the mortgage also secures the term loan. Lawyers sometimes call this a dragnet clause, and together with a blanket lien it means the bank's collateral is one pool, not a set of separate pledges.

Three practical consequences follow. Paying off one loan with a bank does not free its collateral while any other loan with that bank is outstanding. Selling one asset, or refinancing one loan elsewhere, needs the bank's release, and the bank will price that release against everything it is owed. And when affiliated companies cross-guarantee one another, a problem in one company reaches the assets of all of them. Owners planning to refinance a single piece of the stack, a building or an equipment line, often learn this only when they ask for the release.

How a small default travels

Consider a company with a bank term loan, a revolver and an interest rate swap with the same bank, two equipment notes with an equipment lender, and a seller note left over from an acquisition, subordinated to the bank. Cash is tight for a month. The controller holds back the smallest payment, one equipment note, to make payroll. Here is what the documents allow to happen next.

One held-back payment on the smallest obligation, followed through the documents.
StepObligationWhat the documents allow
1Equipment noteAfter its grace period, the note is in default. The equipment lender can charge default interest and accelerate.
2Bank term loan and revolverThe bank's cross-default clause has no threshold, so the equipment default is now a bank default. The bank can stop advances on the revolver and set off against the operating account.
3Interest rate swapA swap with the lending bank is usually secured by the same collateral and documented so that a default under the loan lets the bank terminate it. If rates have moved against the company, the termination value is added to what is owed.
4Seller noteUnder the subordination agreement, a senior default usually lets the bank block payments on the seller note by giving notice. A blocked payment is still a missed payment under the note, though the seller's remedies are held back by a standstill.
5Second equipment note and guaranteesThe equipment lender treats a default on any of its notes, or on other debt, as a default on all of them. Each lender's guaranty is now enforceable against the owners, in whatever order the lenders choose.

Nothing in that chain requires any lender to act. Each one only gains the right to, and many do not use it at once. But the rights exist from the moment of the first default, and they shape every conversation afterward: each lender knows the others can move, and none wants to be the last to protect itself.

There is a quieter version of the same problem. Most bank loans limit other borrowing and other liens through their negative covenants, with small permitted baskets. An add-on acquisition that arrives with its own equipment notes, a seller note to the selling owner, or an equipment lease signed at a plant can exceed those baskets the day it is signed, and the company may be in default with its bank without a single missed payment. Owners often discover this for the first time in a refinance, when a lien search turns up filings the bank never approved.

Why fixing one loan on its own usually fails

The instinct under pressure is to deal with the loudest creditor first. With cross-default in the documents, that tends to make the position worse.

  • A waiver binds only the lender that gives it. A bank's forbearance does not stop the equipment lender, and the forbearance agreement usually lists defaults elsewhere as grounds to terminate it.
  • A new lender needs clean representations. A refinancing lender asks the borrower to state that no default exists under any other debt. Refinance one obligation while another is in default, and either the representation is false or the new loan cannot close.
  • Payoff money may already be spoken for. Under a blanket lien, cash and receivables are the bank's collateral. Using them to settle another creditor while the bank is in default can breach the bank's documents again.
  • Relief on one loan can feed another. Stretching the bank's payment frees cash that a junior lender or equipment lender with its own default rights may claim first.
  • Serial negotiation hands leverage to the last lender. Each lender who settles makes the remaining one more important, and it knows it.

What works is treating the debt as one problem. That usually means a single refinance that pays off every problem obligation at one closing, as in debt consolidation or a broader recapitalization; or a coordinated standstill in which the lenders agree, in writing, not to act while a plan is put together; or a sale of assets or the business with the proceeds allocated across the lenders. Each of those starts in the same place.

Before calling any lender, know every trigger every other lender holds. The first conversation sets the terms for all the others.

The debt schedule comes first

A debt schedule is usually thought of as a list of balances and payments. For a business with several lenders it has to do more: it has to show where each default clause points. The columns that matter here:

A debt schedule built for a multi-lender refinance.
ColumnWhy it matters for cross-default
Lender and type of obligationWho holds default rights, including leases, hedges and seller paper that owners leave off
Balance, payment and next due dateWhat it would cost to cure, and when the next trigger arrives
Current statusAny existing default, including technical ones: late financial statements, a missed covenant test, an unapproved lien
Collateral and lien filedWho holds which UCC filing, and whether a lender's collateral secures all of its loans
Cross-default wording and thresholdWhich defaults elsewhere reach this loan
Limits on other debt and liensWhether a new loan, or the refinance itself, would be a default
GuarantorsWhose personal assets each lender can reach
Payoff terms and prepayment costWhat leaving each lender would cost

Built this way, the schedule answers the questions any refinancing lender will ask before it asks them: which lenders need to be paid off at closing, which need to sign a subordination agreement, which liens must be released, and whether any default already exists. The debt schedule is on every Midas Partners lender checklist, and once a borrower's documents are in, Midas Partners builds the full lender package (financing model, lender presentation, blind teaser and underwriting memo) in a day; by hand, the same package takes at least a week. See the package.

What to negotiate in your next loan

When the debt is refinanced, the new documents are a chance to narrow the clause. What a lender will accept depends on the strength of the credit and the kind of lender, but these are ordinary requests:

  • Cross-acceleration in place of cross-default, so the clause bites only when another lender actually calls its loan.
  • A dollar threshold, so a disputed invoice or a small lease cannot trip a large loan.
  • An exclusion for trade payables and obligations disputed in good faith.
  • Grace periods that run in step with the other agreement's own cure period.
  • Limiting the guarantor trigger to defaults under business obligations, not a guarantor's unrelated personal debts.
  • Written notice and an opportunity to cure before the default is declared.

The other half of the protection is behavioral. Take no new debt, lease or seller note, and close no acquisition, without reading the limits in the existing loans. And if a payment has to be missed, choose it knowing where the clauses point; see what to do after a covenant breach.

Common questions

Is cross-default the same as cross-acceleration?
No. Cross-default is triggered when a default exists under another agreement, whether or not that lender has done anything about it. Cross-acceleration is triggered only when the other lender actually accelerates its loan. Cross-acceleration is the narrower, more borrower-friendly version.
Can an acquisition put my existing loan in default?
Yes, in two ways. The acquisition itself may need the lender's consent under the permitted-acquisition terms, and debt or liens the acquired company brings with it may exceed the baskets for other debt and liens. Either can be a default the day the deal closes. Get consent, or refinance the acquired company's debt at closing.
If I cure the default on the other loan, is the cross-default cured too?
Not automatically. Some agreements treat the cross-default as ending when the underlying default is cured or waived; others treat it as a separate event the lender must waive in writing. Read the clause, and ask for the waiver in writing either way.
Does a cross-default clause cover my personal debts as guarantor?
It can. Many bank loan agreements for owner-guaranteed companies include defaults by any guarantor among the events of default, and some do not limit that to business obligations. A default on a guarantor's personal loan could then reach the business's loan.
Should I stop paying the smallest loan to protect cash for the biggest?
Not without reading the cross-default clauses first. With a broad clause, the smallest missed payment can put every loan in default at once. If cash cannot cover every payment, the conversation with the lenders should come before the missed payment, not after.
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